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TOMPKINS FINANCIAL CORP — Director's Dealing 2017
Nov 7, 2017
32217_dirs_2017-11-07_c6e09a47-bc0c-441e-b619-69f848c48d45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2017-11-01
Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-01 | Common Stock | G | 115 | — | Disposed | 20492 | Direct |
| 2017-11-04 | Common Stock | F | 84 | $85.20 | Disposed | 20408 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1227.68 | Indirect |
| Common Stock | 3357.85 | Indirect |
Footnotes
F1: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.
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