TOMPKINS FINANCIAL CORP — Director's Dealing 2017

Nov 13, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2017-11-09

Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Bank)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-09	Common Stock	A	1320	$79.50	Acquired	21728	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1227.68	Indirect
Common Stock	3357.85	Indirect

Footnotes

F1: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.