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TOMPKINS FINANCIAL CORP Director's Dealing 2017

Nov 24, 2017

32217_dirs_2017-11-24_49d6f2fa-299b-460c-ab21-d52155b2277d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2017-11-21

Reporting Person: VALENTI SUSAN M. (EVP, Corporate Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-21 Common Stock F 139 $85.33 Disposed 10601.101 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1170.984 Indirect
Common Stock 398 Indirect

Footnotes

F1: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

F2: Includes shares acquired through profit sharing or 401K contributions.