TOMPKINS FINANCIAL CORP — Director's Dealing 2017

Dec 19, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2017-12-15

Reporting Person: FETSKO FRANCIS M (EVP, COO, CFO & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-15	Common Stock	M	1785	$37.00	Acquired	15451	Direct
2017-12-15	Common Stock	F	1238	$83.09	Disposed	14213	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-15	Stock Appreciation Rights (SAR)	$37.00	M	1785	Disposed	2021-08-19	Common Stock (1785)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3786.067	Indirect
Common Stock	4272.124	Indirect

Footnotes

F1: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.