TOMPKINS FINANCIAL CORP — Director's Dealing 2016

Mar 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2016-03-01

Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Bank)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-03-01	Common Stock	M	6007	$39.56	Acquired	22727	Direct
2016-03-01	Common Stock	F	4088	$58.12	Disposed	18639	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-03-01	Incentive Stock Option (Right to Buy)	$39.5545	M	6007	Disposed	2017-01-18	Common Stock (6007)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1022	Indirect
Common Stock	2961.67	Indirect

Footnotes

F1: Shares swapped to pay for option shares exercised.

F2: Includes shares acquired through profit sharing or 401K contributions.

F3: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.