TOMPKINS FINANCIAL CORP — Director's Dealing 2015

Nov 23, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2015-11-19

Reporting Person: ROMAINE STEPHEN S (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-11-19	Common Stock	M	4114	$38.54	Acquired	27237.079	Direct
2015-11-19	Common Stock	F	2670	$59.40	Disposed	24567.079	Direct
2015-11-19	Common Stock	F	735	$59.40	Disposed	23832.079	Direct
2015-11-19	Common Stock	M	7986	$38.54	Acquired	31818.079	Direct
2015-11-19	Common Stock	F	1066	$59.40	Disposed	30752.079	Direct
2015-11-19	Common Stock	F	5182	$59.40	Disposed	25570.079	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-11-19	Non-qualified Stock Option (Right to Buy)	$38.5364	M	4114	Disposed	2016-01-23	Common Stock (4114)	Direct
2015-11-19	Incentive Stock Option (Right to Buy)	$38.5364	M	7986	Disposed	2016-01-23	Common Stock (7986)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7035.53	Indirect
Common Stock	3383.12	Indirect

Footnotes

F1: Shares withheld for option cost.

F2: Shares withheld for taxes.

F3: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.