TOMPKINS FINANCIAL CORP — Director's Dealing 2014

Feb 14, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2014-02-12

Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Bank)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-12	Common Stock	M	5262	$35.77	Acquired	15750	Direct
2014-02-12	Common Stock	F	4055	$46.41	Disposed	11695	Direct
2014-02-13	Common Stock	S	400	$46.50	Disposed	11295	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-02-12	Incentive Stock Option (Right to Buy)	$35.7636	M	5262	Disposed	2014-05-03	Common Stock (5262)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	740	Indirect
Common Stock	2445	Indirect

Footnotes

F1: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.