TOMPKINS FINANCIAL CORP — Director's Dealing 2014

Jan 24, 2014

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-12-31

Reporting Person: BYRNES JAMES J (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	45036	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
7% Convertible Trust Preferred - IRA	$	2039-03-31	Common Stock (12091.8)	500	Direct

Footnotes

F1: The Trust Preferred Securities were issued by Tompkins Capital Trust I, all of the common securities of which are owned by Tompkins Financial Corporation (TMP). The Trust Preferred Securities are convertible, at any time on or after April 15, 2019, into TMP Common Stock at a price of $41.35 per share or, if higher, the average of the closing prices of TMP Common Stock on the trading days in the calendar quarter preceding the date of conversion. The amount set out in Item #7 above uses the $41.35 conversion price.