TOMPKINS FINANCIAL CORP — Director's Dealing 2014

Aug 6, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2014-07-30

Reporting Person: McKenna John M (EVP, Tompkins Bank of Castile)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2923.5	Direct
Common Stock	497.86	Indirect
Common Stock	94.5	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Rights (SAR)	$41.71	2019-09-17	Common Stock (1760)		Direct
Stock Appreciation Rights (SAR)	$37.00	2021-08-19	Common Stock (1300)		Direct
Stock Appreciation Rights (SAR)	$40.60	2023-05-03	Common Stock (1095)		Direct

Footnotes

F1: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.