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TOMPKINS FINANCIAL CORP — Director's Dealing 2014
May 1, 2014
32217_dirs_2014-05-01_cd07867f-262d-4ac0-abf1-482dc9616572.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2014-05-01
Reporting Person: HARTZ GREGORY J (EVP, Pres.&CEO Tompkins Trust)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Common Stock | G | 5.26 | $47.51 | Acquired | 52.42 | Indirect |
| 2014-05-01 | Common Stock | A | 637 | $47.14 | Acquired | 6991.8 | Direct |
| 2014-05-01 | Common Stock | J | 215 | $47.14 | Disposed | 6776.8 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2964 | Indirect |
| Common Stock | 1767 | Indirect |
Footnotes
F1: Bona fide gift to son
F2: Shares withheld for taxes.
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