AI assistant
Sending…
TOMPKINS FINANCIAL CORP — Director's Dealing 2013
Aug 23, 2013
32217_dirs_2013-08-23_3b0e126b-f9a4-4043-8838-69937dcb12ee.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-08-21
Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Natl Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-21 | Common Stock | M | 1927 | $35.77 | Acquired | 11728 | Direct |
| 2013-08-21 | Common Stock | F | 1512 | — | Disposed | 10216 | Direct |
| 2013-08-21 | Common Stock | F | 153 | — | Disposed | 10063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-21 | Non-qualified Stock Option (Right to Buy) | $35.7636 | M | 1927 | Disposed | 2014-05-03 | Common Stock (1927) | Direct |
Footnotes
F1: shares withheld for option cost
F2: shares withheld for taxes
F3: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
More from TOMPKINS FINANCIAL CORP
Declaration of Voting Results & Voting Rights Announcements
2026
May 26
AGM Information
2026
May 19
Interim / Quarterly Report
2026
May 5
Board/Management Information
2026
Apr 27
Earnings Release
2026
Apr 24
Proxy Solicitation & Information Statement
2026
Apr 6
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Feb 26
Director's Dealing
2026
Feb 13
Director's Dealing
2026
Feb 12