AI assistant
Sending…
TOMPKINS FINANCIAL CORP — Director's Dealing 2013
May 28, 2013
32217_dirs_2013-05-28_b35b27af-631a-455e-9b44-ba71f1b95c78.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-05-23
Reporting Person: HYLAND ROSEMARY G. (SVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-23 | Common Stock | M | 1640 | $35.77 | Acquired | 6110.85 | Direct |
| 2013-05-23 | Common Stock | F | 1640 | $41.25 | Disposed | 4470.85 | Direct |
| 2013-05-24 | Common Stock | M | 1954 | $35.77 | Acquired | 6424.85 | Direct |
| 2013-05-24 | Common Stock | F | 1954 | $41.25 | Disposed | 4470.85 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-23 | Incentive Stock Option (Right to Buy) | $35.77 | M | 1640 | Disposed | 2014-05-03 | Common Stock (1640) | Direct |
| 2013-05-24 | Incentive Stock Option (Right to Buy) | $35.77 | M | 1954 | Disposed | 2014-05-03 | Common Stock (1954) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1346.06 | Indirect |
| Common Stock | 1147.94 | Indirect |
Footnotes
F1: Includes shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
F2: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
More from TOMPKINS FINANCIAL CORP
Declaration of Voting Results & Voting Rights Announcements
2026
May 26
AGM Information
2026
May 19
Interim / Quarterly Report
2026
May 5
Board/Management Information
2026
Apr 27
Earnings Release
2026
Apr 24
Proxy Solicitation & Information Statement
2026
Apr 6
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Feb 26
Director's Dealing
2026
Feb 13
Director's Dealing
2026
Feb 12