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TOMPKINS FINANCIAL CORP Director's Dealing 2013

May 28, 2013

32217_dirs_2013-05-28_b35b27af-631a-455e-9b44-ba71f1b95c78.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-05-23

Reporting Person: HYLAND ROSEMARY G. (SVP, Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-23 Common Stock M 1640 $35.77 Acquired 6110.85 Direct
2013-05-23 Common Stock F 1640 $41.25 Disposed 4470.85 Direct
2013-05-24 Common Stock M 1954 $35.77 Acquired 6424.85 Direct
2013-05-24 Common Stock F 1954 $41.25 Disposed 4470.85 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-05-23 Incentive Stock Option (Right to Buy) $35.77 M 1640 Disposed 2014-05-03 Common Stock (1640) Direct
2013-05-24 Incentive Stock Option (Right to Buy) $35.77 M 1954 Disposed 2014-05-03 Common Stock (1954) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1346.06 Indirect
Common Stock 1147.94 Indirect

Footnotes

F1: Includes shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.

F2: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.