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TOMPKINS FINANCIAL CORP — Director's Dealing 2013
Aug 19, 2013
32217_dirs_2013-08-19_d9c2af1b-526f-471d-95ea-7641055624e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-08-15
Reporting Person: FETSKO FRANCIS M (EVP, COO, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-15 | Common Stock | M | 1646 | $38.54 | Acquired | 12405 | Direct |
| 2013-08-15 | Common Stock | F | 1646 | $45.75 | Disposed | 10759 | Direct |
| 2013-08-16 | Common Stock | M | 1986 | $38.54 | Acquired | 12745 | Direct |
| 2013-08-16 | Common Stock | F | 1986 | $45.13 | Disposed | 10759 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-15 | Incentive Stock Option (Right to Buy) | $38.5364 | M | 1646 | Disposed | 2016-01-23 | Common Stock (1646) | Direct |
| 2013-08-16 | Incentive Stock Option (Right to Buy) | $38.5364 | M | 1986 | Disposed | 2016-01-23 | Common Stock (1986) | Direct |
Footnotes
F1: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.
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