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TOMPKINS FINANCIAL CORP Director's Dealing 2013

Aug 19, 2013

32217_dirs_2013-08-19_d9c2af1b-526f-471d-95ea-7641055624e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-08-15

Reporting Person: FETSKO FRANCIS M (EVP, COO, CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-15 Common Stock M 1646 $38.54 Acquired 12405 Direct
2013-08-15 Common Stock F 1646 $45.75 Disposed 10759 Direct
2013-08-16 Common Stock M 1986 $38.54 Acquired 12745 Direct
2013-08-16 Common Stock F 1986 $45.13 Disposed 10759 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-15 Incentive Stock Option (Right to Buy) $38.5364 M 1646 Disposed 2016-01-23 Common Stock (1646) Direct
2013-08-16 Incentive Stock Option (Right to Buy) $38.5364 M 1986 Disposed 2016-01-23 Common Stock (1986) Direct

Footnotes

F1: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.