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TOMPKINS FINANCIAL CORP — Director's Dealing 2013
May 6, 2013
32217_dirs_2013-05-06_46a4413d-d290-4574-b5a1-b41ccd658f10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2013-05-03
Reporting Person: FETSKO FRANCIS M (EVP, COO, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-03 | Common Stock | M | 5322 | $35.77 | Acquired | 11147 | Direct |
| 2013-05-03 | Common Stock | F | 4903 | $40.51 | Disposed | 6244 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-03 | Non-qualified Stock Option (Right to Buy) | $35.7636 | M | 5322 | Disposed | 2014-05-03 | Common Stock (5322) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2214 | Indirect |
| Common Stock | 3145 | Indirect |
Footnotes
F1: Reflects all 401K/ISOP/ESOP allocations and dispositions since the filing of the reporting person's last ownership report.
F2: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
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