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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
Aug 3, 2012
32217_dirs_2012-08-03_026f0f02-718a-47ab-969e-1d43209deccc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-08-02
Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Natl Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-02 | Common Stock | M | 3534 | $29.30 | Acquired | 10244 | Direct |
| 2012-08-02 | Common Stock | F | 2703 | $38.32 | Disposed | 7541 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-02 | Incentive Stock Option (Right to Buy) | $29.30 | M | 3534 | Disposed | 2012-09-30 | Common Stock (3534) | Direct |
Footnotes
F1: Shares withheld for option cost.
F2: Includes 1,650 shares of Restricted Stock granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant.
F3: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
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