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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
Feb 14, 2012
32217_dirs_2012-02-14_a59f7627-4e3e-4f20-881b-2f2fea2ca5e0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2011-12-31
Reporting Person: Johnson Patricia A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-31 | Common Stock Drip | L | 4 | — | Acquired | 107 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | Phantom Stock | $ | L | 82 | Acquired | Common Stock (82) | Direct |
Footnotes
F1: Shares acquired through reinvestment of quarterly cash dividends.
F2: Adjustment to reclassify rabbi trust holding.
F3: Includes 2,284 shares of phantom stock held in the rabbi trust referenced above that were previously reported as "Common Stock Drip" shares in Table I in the reporting person's Form 5 filed on February 14, 2011. The reporting person intends to report all such shares of phantom stock in Table II in future reports.
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