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TOMPKINS FINANCIAL CORP Director's Dealing 2012

May 3, 2012

32217_dirs_2012-05-03_bbb0f254-5dda-42eb-9897-e38885477da7.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-04-24

Reporting Person: HYLAND ROSEMARY G. (SVP, Human Resources)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1511 Direct
Common Stock 2607 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (Right to Buy) $35.77 2014-05-03 Common Stock (3594) Direct
Incentive Stock Option (Right to Buy) $38.54 2016-01-23 Common Stock (3630) Direct
Incentive Stock Option (Right to Buy) $37.28 2017-11-29 Common Stock (3300) Direct
Stock Appreciation Rights (SAR) $41.71 2019-09-17 Common Stock (1760) Direct
Stock Appreciation Rights (SAR) $37.00 2021-08-19 Common Stock (1300) Direct

Footnotes

F1: Includes 608 shares of Restricted Stock granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant.

F2: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.

F3: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.

F4: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.