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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
Feb 24, 2012
32217_dirs_2012-02-24_61ac2341-b70d-452a-8f71-19778cf8ef81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-02-22
Reporting Person: Rooney Kathleen M (EVP, Corp Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-22 | Common Stock | M | 4114 | $38.54 | Acquired | 5902 | Direct |
| 2012-02-22 | Common Stock | S | 4114 | $41.3566 | Disposed | 1788 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-22 | Incentive Stock Option (Right to Buy) | $38.5364 | M | 4114 | Disposed | 2016-01-23 | Common Stock (4114) | Direct |
Footnotes
F1: The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.
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