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TOMPKINS FINANCIAL CORP Director's Dealing 2012

May 30, 2012

32217_dirs_2012-05-30_1e3b0b93-35b9-4aed-9171-504fc8da3cfc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-05-29

Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Natl Bank)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-05-29 Common Stock M 3787 $29.30 Acquired 9710 Direct
2012-05-29 Common Stock F 3000 $36.98 Disposed 6710 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-05-29 Incentive Stock Option (Right to Buy) $29.30 M 3787 Disposed 2012-09-30 Common Stock (3787) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2770 Indirect

Footnotes

F1: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.

F2: Shares swapped to pay for option shares exercised.

F3: Includes 1,650 shares of Restricted Stock granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant.

F4: Reflects all 401K/ESOP allocations and dispositions since the filing of the reporting person's last ownership report.

F5: Shares allocated to the reporting person's 401K/ESOP were reported in the Form 5 filed 2/15/2012 as being held directly. The ownership of those shares is now reflected as being held indirectly, and the reporting person's holdings in Column 5 of this report have been updated to reflect the nature of beneficial ownership of these shares.