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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
Apr 18, 2012
32217_dirs_2012-04-18_551c2ef0-b756-4b40-bac1-091e8a44187e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-04-17
Reporting Person: Rooney Kathleen M (EVP, Retired 3/31/2012)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-17 | Common Stock | M | 2500 | $37.28 | Acquired | 4522 | Direct |
| 2012-04-17 | Common Stock | S | 2350 | $40.7809 | Disposed | 2172 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-17 | Incentive Stock Option (Right to Buy) | $37.2727 | M | 2500 | Disposed | 2017-11-29 | Common Stock (2500) | Direct |
Footnotes
F1: The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.
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