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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
Sep 5, 2012
32217_dirs_2012-09-05_431ceaae-38b7-4084-86f7-d345cc68d871.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-08-31
Reporting Person: PAGE RICHARD W. (Resigned 8/17/2012)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-31 | Common Stock | M | 2805 | $37.27 | Acquired | 4456 | Direct |
| 2012-08-31 | Common Stock | F | 2693 | $38.84 | Disposed | 1763 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-31 | Incentive Stock Option (Right to Buy) | $37.2727 | M | 2805 | Disposed | 2017-11-29 | Common Stock (2805) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 872 | Indirect |
| Common Stock | 481 | Indirect |
Footnotes
F1: Reflects all 401K/ISOP/ESOP allocations and dispositions since the filing of the reporting person's last ownership report.
F2: The option becomes exercisable in six annual installments commencing two years after the date of grant.
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