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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
Nov 9, 2012
32217_dirs_2012-11-09_20529b63-59f9-4b21-b6a8-b28af6f37891.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-11-07
Reporting Person: BANTLE ROBERT B (Exec. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-07 | Common Stock | M | 6203 | $35.77 | Acquired | 11675 | Direct |
| 2012-11-07 | Common Stock | F | 5740 | $40.15 | Disposed | 5935 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-07 | Incentive Stock Option (Right to Buy) | $35.7636 | M | 6203 | Disposed | 2014-05-03 | Common Stock (6203) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3623 | Indirect |
| Common Stock | 1660 | Indirect |
Footnotes
F1: Shares withheld for option cost.
F2: Reflects all 401K/ISOP/ESOP allocations and dispositions since the filing of the reporting person's last ownership report.
F3: The stock option becomes exercisable in four installments commencing two years after the grant date.
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