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TOMPKINS FINANCIAL CORP Director's Dealing 2012

Nov 9, 2012

32217_dirs_2012-11-09_20529b63-59f9-4b21-b6a8-b28af6f37891.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-11-07

Reporting Person: BANTLE ROBERT B (Exec. Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-07 Common Stock M 6203 $35.77 Acquired 11675 Direct
2012-11-07 Common Stock F 5740 $40.15 Disposed 5935 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-07 Incentive Stock Option (Right to Buy) $35.7636 M 6203 Disposed 2014-05-03 Common Stock (6203) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3623 Indirect
Common Stock 1660 Indirect

Footnotes

F1: Shares withheld for option cost.

F2: Reflects all 401K/ISOP/ESOP allocations and dispositions since the filing of the reporting person's last ownership report.

F3: The stock option becomes exercisable in four installments commencing two years after the grant date.