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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
Feb 14, 2012
32217_dirs_2012-02-14_d0c313fa-4829-41fb-ba65-4a03b3bb8377.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2011-12-31
Reporting Person: BYRNES JAMES J (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 45036 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 7% Convertible Trust Preferred - IRA | $ | 2039-03-31 | Common Stock (12091.8) | 500 | Direct |
Footnotes
F1: The Trust Preferred Securities were issued by Tompkins Capital Trust I, all of the common securities of which are owned by Tompkins Financial Corporation (TMP). The Trust Preferred Securities are convertible, at any time on or after April 15, 2019, into TMP Common Stock at a price of $41.35 per share or, if higher, the average of the closing prices of TMP Common Stock on the trading days in the calendar quarter preceding the date of conversion. The amount set out in Item #7 above uses the $41.35 conversion price.
F2: Includes 14,120 shares of TMP stock held in the reporting person's IRA that were previously reported as "Common Stock - IRA".