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TOMPKINS FINANCIAL CORP — Director's Dealing 2012
May 29, 2012
32217_dirs_2012-05-29_ffb8065d-dd89-45e7-8d2e-ce423e0c1c85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2012-05-24
Reporting Person: Rooney Kathleen M (EVP, Retired 3/31/2012)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-24 | Common Stock | M | 3352 | $33.93 | Acquired | 5524 | Direct |
| 2012-05-24 | Common Stock | S | 3080 | $37.00 | Disposed | 2444 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-24 | Incentive Stock Option (Right to Buy) | $33.9273 | M | 3352 | Disposed | 2014-06-28 | Common Stock (3352) | Direct |
Footnotes
F1: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
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