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TOMPKINS FINANCIAL CORP — Director's Dealing 2011
Jun 6, 2011
32217_dirs_2011-06-06_74ee4c0f-e8a6-43f1-86c7-0e74ec76f401.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2011-06-06
Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Natl Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-06 | Common Stock | M | 1000 | $25.79 | Acquired | 5273 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-06 | Incentive Stock Option (Right to Buy) | $25.7818 | M | 1000 | Disposed | 2011-07-24 | Common Stock (1000) | Direct |
Footnotes
F1: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
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