Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TOMPKINS FINANCIAL CORP Director's Dealing 2011

Jun 6, 2011

32217_dirs_2011-06-06_74ee4c0f-e8a6-43f1-86c7-0e74ec76f401.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2011-06-06

Reporting Person: KLEIN GERALD J JR (EVP Pres&CEO Mahopac Natl Bank)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-06-06 Common Stock M 1000 $25.79 Acquired 5273 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-06-06 Incentive Stock Option (Right to Buy) $25.7818 M 1000 Disposed 2011-07-24 Common Stock (1000) Direct

Footnotes

F1: The stock option becomes exercisable in four annual installments commencing two years after the date of grant.