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TOMPKINS FINANCIAL CORP Director's Dealing 2011

Aug 24, 2011

32217_dirs_2011-08-24_48b3c4e7-503e-45a1-943b-a49d327667f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2011-08-19

Reporting Person: PAGE RICHARD W. (Sr. Vice President, CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-08-19 Common Stock A 1650 Acquired 1650 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-08-19 Stock Appreciation Rights (SAR) $37.00 A 5250 Acquired 2021-08-19 Common Stock (5250) Direct

Footnotes

F1: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant.

F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.