TOMPKINS FINANCIAL CORP — Director's Dealing 2011

Feb 10, 2011

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2010-12-31

Reporting Person: ALEXANDER JOHN E (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-11-15	Common Stock Drip	L	899.4	—	Acquired	7176	Indirect
2010-11-15	Common Stock Drip	L	127.7	—	Acquired	3838	Direct
2010-11-15	Common Stock Drip	L	15.5	—	Acquired	450	Indirect
2010-11-16	Common Stock	L	755	—	Acquired	24803	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock - Ira	750	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
7% Convertible Trust Preferred	$	2039-03-31	Common Stock (60459)	2500	Direct
7% Convertible Trust Preferred	$	2039-03-31	Common Stock (60459)	2500	Indirect

Footnotes

F1: Shares acquired through deferral of retainer and/or meeting attendance fees, and reinvestment of quarterly cash dividends.

F2: Shares acquired through reinvestment of quarterly cash dividends.

F3: The Trust Preferred Securities were issued by Tompkins Capital Trust I, all of the common securities of which are owned by Tompkins Financial Corporation (TMP). The Trust Preferred Securities are convertible, at any time on or after April 15, 2019, into TMP Common Stock at a price of $41.35 per share or, if higher, the average of the closing prices of TMP Common Stock on the trading days in the calendar quarter preceding the date of conversion. The amount set out in Item #7 above uses the $41.35 conversion price.