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TOMPKINS FINANCIAL CORP — Director's Dealing 2010
Feb 11, 2010
32217_dirs_2010-02-11_0f00700b-9e15-4d29-b6fa-82714c9bc081.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2009-12-31
Reporting Person: GATES REEDER D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-31 | Common Stock Drip | L | 269 | — | Acquired | 8935 | Direct |
| 2009-12-31 | Common Stock Drip | L | 101 | — | Acquired | 4526 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1180 | Direct |
| Common Stock | 2910 | Indirect |
| Common Stock - Ira | 100534 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 7% Convertible Trust Preferred - IRA | $ | 2039-03-31 | Common Stock (12091.8) | 500 | Direct |
| 7% Convertible Trust Preferred - Spouse's IRA | $ | 2039-03-31 | Common Stock (12091.8) | 500 | Indirect |
Footnotes
F1: Shares acquired through reinvestment of quarterly cash dividends.
F2: The Trust Preferred Securities were issued by Tompkins Capital Trust I, all of the common securities of which are owned by Tompkins Financial Corporation (TMP). The Trust Preferred Securities are convertible, at any time on or after April 15, 2019, into TMP Common Stock at a price of $41.35 per share or, if higher, the average of the closing prices of TMP Common Stock on the trading days in the calendar quarter preceding the date of conversion. The amount set out in Item #7 above uses the $41.35 conversion price.