TOMI Environmental Solutions, Inc. — Director's Dealing 2016

Feb 4, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TOMI Environmental Solutions, Inc. (TOMZ.PK)
CIK: 0000314227
Period of Report: 2016-02-01

Reporting Person: Shane Dr. Halden Stuart (Director, Chief Executive Officer, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	18770048	Direct
Class A Preferred Stock	510000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Purchase Warrants	$0.15	2017-10-15	Common Stock (3500000)		Direct
Common Stock Purchase Warrants	$0.3	2021-02-11	Common Stock (3000000)		Direct

Footnotes

F1: Includes 500,000 shares owned by the Shane Family Trust of which Dr. Shane is a trustee. Does not include 1,000,000 shares held by Belinha Shane, his wife, of which he disclaims beneficial ownership.

F2: 2,000,000 Common Stock Purchase Warrants are currently vested and the balance of 1,000,000 Common Stock Purchase Warrants vest on 2/11/16.