TMC the metals Co Inc. — Director's Dealing 2021

Sep 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TMC the metals Co Inc. (TMC)
CIK: 0001798562
Period of Report: 2021-09-13

Reporting Person: Leonard Scott Edward (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-13	Common Shares	A	8032	—	Acquired	8032	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	6669000	Indirect

Footnotes

F1: The Reporting Person has voting and investment discretion with respect to certain securities held by Sustainable Opportunities Holdings LLC (the "Sponsor") and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2: Includes 8,032 restricted stock units granted under the Issuer's 2021 Incentive Equity Plan which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of September 13, 2021 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date.