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TMC the metals Co Inc. — Director's Dealing 2021
Oct 1, 2021
31414_dirs_2021-10-01_01ad8306-66f2-4836-813d-87696a24222a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TMC the metals Co Inc. (TMC)
CIK: 0001798562
Period of Report: 2021-09-30
Reporting Person: Karkar Andrei (Director, 10% Owner)
Reporting Person: ERAS Capital LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | Common Shares | P | 2250110 | $4.4442 | Acquired | 41872019 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 8032 | Direct |
Footnotes
F1: The securities are held directly by ERAS Capital LLC ("ERAS"). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
F2: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.12 to $4.61 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.