TITOMIC LIMITED — Capital/Financing Update 2021

Feb 15, 2021

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+Rule 3.10.3

Appendix 3B

Proposed issue of +securities

Information and documents given to ASX become ASX’s property and may be made public.

If you are an entity incorporated outside Australia and you are proposing to issue a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Similarly, if you are an entity incorporated outside Australia, the +securities proposed to be issued are in an existing class of +security but the event timetable includes a period of rights or +deferred settlement trading, you will need to obtain and provide an ISIN code for the rights and/or the deferred settlement +securities. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.

*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.

Part 1 – Entity and announcement details

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Question Question Answer
no
1.1 Name of entity Titomic Limited
We (the entity here named)
give ASX the following
information about a proposed
issue of [+] securities and, if ASX
agrees to [+] quote any of the
+securities (including any
rights) on a [+] deferred
settlement basis, we agree to
the matters set out in
Appendix 3B of the ASX
Listing Rules
1.2 Registration type and number ABN: 77 602 793 644
Please supply your ABN, ARSN,
ARBN, ACN or another registration
type and number (if you supply
another registration type, please
specify both the type of registration
and the registration number).
1.3 ASX issuer code TTT
1.4 This announcement is ☒ A new announcement
Tick whichever is applicable. ☒ An update/amendment to a previous announcement
☐ A cancellation of a previous announcement
1.4a Reason for update a) - d) Shareholder approval obtained for issuance of
Mandatory only if “Update” ticked in securities
Q1.4 above. A reason must be e) Lapsing of employee ESOP securities
provided for an update.
1.4b Date of previous 26 February 2020
announcement to this update
Mandatory only if “Update” ticked in
Q1.4 above.
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Appendix 3B Proposed issue of +securities

1.4c	*Reason for cancellation Mandatory only if “Cancellation” ticked in Q1.4 above.	N/A
1.4d	*Date of previous announcement to this cancellation Mandatory only if “Cancellation” ticked in Q1.4 above.	N/A
1.5	*Date of this announcement	16 February 2021
1.6	*The proposed issue is: Note: You can select more than one type of issue (e.g. an offer of securities under a securities purchase plan and a placement, however ASX may restrict certain events from being announced concurrently). Please contact your listing adviser if you are unsure.	☐A +bonus issue_(complete Parts 2 and 8) ☐A standard +pro rata issue (non-renounceable or renounceable)(complete Q1.6a and Parts 3 and 8) ☐An accelerated offer(complete Q1.6b and Parts 3 and 8) ☐An offer of +securities under a +securities purchase plan(complete Parts 4 and 8) ☐A non-+pro rata offer of +securities under a +disclosure document or +PDS(complete Parts 5 and 8) ☐A non-+pro rata offer to wholesale investors under an information memorandum(complete Parts 6 and 8) ☒A placement or other type of issue(complete Parts 7 and_ 8)
1.6a	*The proposed standard +pro rata issue is: Answer this question if your response to Q1.6 is “A standard pro rata issue (non-renounceable or renounceable).” Select one item from the list	☐Non-renounceable ☐Renounceable
1.6b	*The proposed accelerated offer is: Answer this question if your response to Q1.6 is “An accelerated offer” Select one item from the list	☐Accelerated non-renounceable entitlement offer (commonly known as a JUMBO or ANREO) ☐Accelerated renounceable entitlement offer (commonly known as an AREO) ☐Simultaneous accelerated renounceable entitlement offer (commonly known as a SAREO) ☐Accelerated renounceable entitlement offer with dual book-build structure (commonly known as a RAPIDS) ☐Accelerated renounceable entitlement offer with retail rights trading (commonly known as a PAITREO)

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Appendix 3B Proposed issue of +securities

Part 4 – Details of proposed offer under +securities purchase plan

If your response to Q1.6 is “An offer of securities under a securities purchase plan”, please complete Parts 4A – 4F and the details of the securities proposed to be issued in Part 8. Refer to section 12 of Appendix 7A of the Listing Rules for the timetable for securities purchase plans.

Part 4A – Proposed offer under +securities purchase plan – conditions

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Question Question Answer
No.
4A.1 Are any of the following approvals required N/A
for the offer of +securities under the
+securities purchase plan issue to be
unconditional?
• +Security holder approval
• Court approval
• Lodgement of court order with [+] ASIC
• ACCC approval
• FIRB approval
• Another approval/condition external to
the entity.
4A.1a Conditions
Answer these questions if your response to 4A.1 is “Yes”.
Select the applicable approval(s) from the list. More than one approval can be selected. The “date for
determination” is the date that you expect to know if the approval is given (for example, the date of the security
holder meeting in the case of [+] security holder approval or the date of the court hearing in the case of court
approval).
Approval/ condition Date for Is the date Approval received/ Comments
Type determination estimated or condition met?
actual? Please respond “Yes” or
“No”. Only answer this
question when you know
the outcome of the
approval.
+Security holder
approval
Court approval
Lodgement of court
order with +ASIC
ACCC approval
FIRB approval
Other (please specify
in comment section)
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Part 4B – Proposed offer under +securities purchase plan – offer details

Question No.	Question	Answer
4B.1	*Class or classes of +securities that will participate in the proposed offer (please enter both the ASX security code & description) If more than one class of security will participate in the securities purchase plan, make sure you clearly identify any different treatment between the classes.	N/A
4B.2	*Class of +securities to be offered to them under the +securities purchase plan (please enter both the ASX security code & description)	N/A

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Appendix 3B Proposed issue of +securities

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4B.3 Maximum total number of those +securities N/A
that could be issued if all offers under the
+securities purchase plan are accepted
4B.4 Will the offer be conditional on applications N/A
for a minimum number of +securities being
received or a minimum amount being raised
(i.e. a minimum subscription condition)?
4B.4a Describe the minimum subscription N/A
condition
Answer this question if your response to Q4B.4 is
“Yes”.
4B.5 Will the offer be conditional on applications N/A
for a maximum number of +securities being
received or a maximum amount being
raised (i.e. a maximum subscription
condition)?
4B.5a Describe the maximum subscription N/A
condition
Answer this question if your response to Q4B.5 is
“Yes”.
4B.6 Will individual +security holders be N/A
required to accept the offer for a minimum
number or value of +securities (i.e. a
minimum acceptance condition)?
4B.6a Describe the minimum acceptance N/A
condition
Answer this question if your response to Q4B.6 is
“Yes”.
4B.7 Will individual +security holders be limited N/A
to accepting the offer for a maximum
number or value of +securities (i.e. a
maximum acceptance condition)?
4B.7a Describe the maximum acceptance N/A
condition
Answer this question if your response to Q4B.7 is
“Yes”.
4B.8 Describe all the applicable parcels N/A
available for this offer in number of
securities or dollar value
For example, the offer may allow eligible holders to
subscribe for one of the following parcels: $2,500,
$7,500, $10,000, $15,000, $20,000, $30,000.
4B.9 Will a scale back be applied if the offer is N/A
over-subscribed?
4B.9a Describe the scale back arrangements N/A
Answer this question if your response to Q4B.9 is
“Yes”.
4B.10 In what currency will the offer be made? N/A
For example, if the consideration for the issue is
payable in Australian Dollars, state AUD.
4B.11 Has the offer price been determined? N/A
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Appendix 3B Proposed issue of +securities

4B.11a	*What is the offer price per +security? Answer this question if your response to Q4B.11 is “Yes” using the currency specified in your answer to Q4B.9.	N/A
4B.11b	*How and when will the offer price be determined? Answer this question if your response to Q4B.11 is “No”.	N/A

Part 4C – Proposed offer under +securities purchase plan – timetable

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Question Question Answer
No.
4C.1 Date of announcement of +security N/A
purchase plan
The announcement of the security purchase plan must
be made prior to the commencement on trading on the
announcement date.
4C.2 +Record date N/A
This is the date to identify security holders who may
participate in the security purchase plan. Per Appendix
7A section 12 of the Listing Rules, this day is one
business day before the entity announces the security
purchase plan.
Note: the fact that an entity's securities may be in a
trading halt or otherwise suspended from trading on
this day does not affect this date being the date for
identifying which security holders may participate in the
security purchase plan.
4C.3 Date on which offer documents will be N/A
made available to investors
4C.4 Offer open date N/A
4C.5 Offer closing date N/A
4C.6 Announcement of results N/A
Per Appendix 7A section 12 of the Listing Rules, the
entity should announce the results of the security
purchase plan no more than 3 business days after the
offer closing date
4C.7 +Issue date N/A
Per Appendix 7A section 12 of the Listing Rules, the
last day for the entity to issue the securities purchased
under the plan is no more than 7 business days after
the closing date. The entity should lodge an Appendix
2A with ASX applying for quotation of the securities
before 12pm Sydney time on this day
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Appendix 3B Proposed issue of +securities

Part 4D – Proposed offer under +securities purchase plan – listing rule requirements

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Question Question Answer
No.
4D.1 Does the offer under the +securities N/A
purchase plan meet the requirements of
listing rule 7.2 exception 5 that:
 the number of +securities to be issued is
not greater than 30% of the number of
fully paid +ordinary securities already on
issue; and
 the issue price of the +securities is at
least 80% of the +volume weighted
average market price for +securities in
that +class, calculated over the last 5
days on which sales in the +securities
were recorded, either before the day on
which the issue was announced or before
the day on which the issue was made?
Answer this question if the issuer is an ASX Listing (i.e.
not an ASX Debt Listing or ASX Foreign Exempt
Listing).
4D.1a Are any of the +securities proposed to be N/A
issued without +security holder approval
using the entity's 15% placement capacity
under listing rule 7.1?
Answer this question if the issuer is an ASX Listing and
your response to Q4D.1 is “No”.
4D.1a(i) How many +securities are proposed to be N/A
issued without +security holder approval
using the entity’s 15% placement capacity
under listing rule 7.1?
Answer this question if the issuer is an ASX Listing,
your response to Q4D.1 is “No” and your response to
Q4D.1a is “Yes”.
Please complete and separately send by email to your
ASX listings adviser a work sheet in the form of
Annexure B to Guidance Note 21 confirming the entity
has the available capacity under listing rule 7.1 to issue
that number of securities.
4D.1b Are any of the +securities proposed to be N/A
issued without +security holder approval
using the entity's additional 10% placement
capacity under listing rule 7.1A (if
applicable)?
Answer this question if the issuer is an ASX Listing and
your response to Q4D.1 is “No”.
4D.1b(i) How many +securities are proposed to be N/A
issued without +security holder approval
using the entity's additional 10% placement
capacity under listing rule 7.1A?
Answer this question if the issuer is an ASX Listing,
your response to Q4D.1 is “No” and your response to
Q4D.1b is “Yes”.
Please complete and separately send by email to your
ASX listings adviser a work sheet in the form of
Annexure C to Guidance Note 21 confirming the entity
has the available capacity under listing rule 7.1A to
issue that number of securities.
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Appendix 3B Proposed issue of +securities

Part 4E – Proposed offer under +securities purchase plan – fees and expenses

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Question Question Answer
No.
4E.1 Will there be a lead manager or broker to N/A
the proposed offer?
4E.1a Who is the lead manager/broker? N/A
Answer this question if your response to Q4E.1 is
“Yes”.
4E.1b What fee, commission or other N/A
consideration is payable to them for acting
as lead manager/broker?
Answer this question if your response to Q4E.1 is
“Yes”.
4E.2 Is the proposed offer to be underwritten? N/A
4E.2a Who are the underwriter(s)? N/A
Answer this question if your response to Q4E.2 is
“Yes”.
Note for issuers that are an ASX Listing (i.e. not an
ASX Debt Listing or ASX Foreign Exempt Listing):
listing rule 7.2 exception 5 does not extend to an issue
of securities to or at the direction of an underwriter of
an SPP. The issue will require security holder approval
under listing rule 7.1 if you do not have the available
placement capacity under listing rules 7.1 and/or 7.1A
to cover the issue. Likewise, listing rule 10.12
exception 4 does not extend to an issue of securities to
or at the direction of an underwriter of an SPP. If a
party referred to in listing rule 10.11 is underwriting the
proposed offer, this will require security holder approval
under listing rule 10.11.
4E.2b What is the extent of the underwriting (i.e. N/A
the amount or proportion of the offer that is
underwritten)?
Answer this question if your response to Q4E.2 is
“Yes”.
4E.2c What fees, commissions or other N/A
consideration are payable to them for acting
as underwriter(s)?
Answer this question if your response to Q4E.2 is
“Yes”.
This information includes any applicable discount the
underwriter receives to the issue price payable by
participants in the issue.
4E.2d Provide a summary of the significant N/A
events that could lead to the underwriting
being terminated
Answer this question if your response to Q4E.2 is
“Yes”.
You may cross-refer to a disclosure document, PDS,
information memorandum, investor presentation or
other announcement with this information provided it
has been released on the ASX Market Announcements
Platform.
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Appendix 3B Proposed issue of +securities

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4E.2e Is a party referred to in listing rule 10.11 N/A
underwriting or sub-underwriting the
proposed offer?
Answer this question if the issuer is an ASX Listing (i.e.
not an ASX Debt Listing or ASX Foreign Exempt
Listing) and your response to Q4E.2 is “Yes”.
Note: If your response is “Yes”, this will require security
holder approval under listing rule 10.11. Listing rule
10.12 exception 4 does not extend to an issue of
securities to an underwriter or sub-underwriter of an
SPP.
4E.2e(i) What is the name of that party? N/A
Answer this question if the issuer is an ASX Listing and
your response to Q4E.2e is “Yes”.
Note: If there is more than one such party acting as
underwriter or sub-underwriter include all of their
details in this and the next 2 questions.
4E.2e(ii) What is the extent of their underwriting or N/A
sub-underwriting (i.e. the amount or
proportion of the issue they have
underwritten or sub-underwritten)?
Answer this question if the issuer is an ASX Listing and
your response to Q4E.2e is “Yes”.
4E.2e(iii) What fee, commission or other N/A
consideration is payable to them for acting
as underwriter or sub-underwriter?
Answer this question if the issuer is an ASX Listing and
your response to Q4E.2e is “Yes”.
Note: This includes any applicable discount the
underwriter or sub-underwriter receives to the issue
price payable by participants in the issue.
4E.3 Will brokers who lodge acceptances or N/A
renunciations on behalf of eligible +security
holders be paid a handling fee or
commission?
4E.3a Will the handling fee or commission be N/A
dollar based or percentage based?
Answer this question if your response to Q4E.3 is
“Yes”.
4E.3b Amount of handling fee or commission N/A
payable to brokers who lodge acceptances
or renunciations on behalf of eligible
+security holders
Answer this question if your response to Q4E.3 is “Yes”
and your response to Q4E.3a is “dollar based”.
4E.3c Percentage handling fee or commission N/A
payable to brokers who lodge acceptances
or renunciations on behalf of eligible
+security holders
Answer this question if your response to Q4E.3 is “Yes”
and your response to Q4E.3a is “percentage based”.
4E.3d Please provide any other relevant N/A
information about the handling fee or
commission method
Answer this question if your response to Q4E.3 is
“Yes”.
4E.4 Details of any other material fees or costs to N/A
be incurred by the entity in connection with
the proposed offer
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Appendix 3B Proposed issue of +securities

Part 4F – Proposed offer under +securities purchase plan – further information

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Question Question Answer
No.
4F.1 The purpose(s) for which the entity intends ☐ For additional working capital
to use the cash raised by the proposed
☐ To fund the retirement of debt
issue
You may select one or more of the items in the list. ☐ To pay for the acquisition of an asset
[ provide details below ]
☐ To pay for services rendered [ provide
details below ]
☐ Other [ provide details below ]
Additional details:
4F.2 Will the entity be changing its N/A
dividend/distribution policy if the proposed
issue is successful?
4F.2a Please explain how the entity will change N/A
its dividend/distribution policy if the
proposed issue is successful
Answer this question if your response to Q4F.2 is
“Yes”.
4F.3 Countries in which the entity has +security N/A
holders who will not be eligible to participate
in the proposed offer
4F.4 URL on the entity's website where N/A
investors can download information about
the proposed offer
4F.5 Any other information the entity wishes to N/A
provide about the proposed offer
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Appendix 3B Proposed issue of +securities

Part 7 – Details of proposed placement or other issue

If your response to Q1.6 is “A placement or other type of issue”, please complete Parts 7A – 7F and the details of the securities proposed to be issued in Part 8.

Part 7A – Proposed placement or other issue – conditions

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Question Question Answer
No.
7A.1 Are any of the following approvals required a) Yes, subject to shareholder approval
for the placement or other type of issue?
• +Security holder approval b) Yes, subject to shareholder approval
• Court approval
• Lodgement of court order with [+] ASIC c) Yes, subject to shareholder approval
• ACCC approval
• FIRB approval
d) No. Lapse of ESOP securities
• Another approval/condition external to
the entity.
7A.1a Conditions
Answer these questions if your response to 7A.1 is “Yes”.
Select the applicable approval(s) from the list. More than one approval can be selected. The “date for
determination” is the date that you expect to know if the approval is given (for example, the date of the security
holder meeting in the case of [+] security holder approval or the date of the court hearing in the case of court
approval).
Approval/ Date for Is the date Approval received/ Comments
condition Type determination estimated or condition met?
actual? Please answer “Yes” or
“No”. Only answer this
question when you know
the outcome of the
approval.
+Security holder a) - d) 28 [th] Jan 2021 Actual Yes. Approved by
approval Shareholders at 2020
AGM held on 28 Jan
2021.
Court approval
Lodgement of court
order with +ASIC
ACCC approval
FIRB approval
Other (please specify e) Lapsing of ESOP
in comment section) securities do to end of
employment period.
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Part 7B – Details of proposed placement or other issue - issue details

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Question Question Answer
No.
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Question No. Question Answer	Question No. Question Answer	Question No. Question Answer
7B.1	Number of +securities proposed to be issued	a) 7,500,000 b) 500,000 c) 3,000,000 d) 3,050,000 e) (833,434)

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Appendix 3B Proposed issue of +securities

7B.2	*Are the +securities proposed to be issued being issued for a cash consideration? If the securities are being issued for nil cash consideration, answer this question “No”.	a) No b) No c) No d) No e) No
7B.2a	*In what currency is the cash consideration being paid For example, if the consideration is being paid in Australian Dollars, state AUD. Answer this question if your response to Q7B.1 is “Yes”.	N/A
7B.2b	*What is the issue price per +security Answer this question if your response to Q7B.1 is “Yes” and by reference to the issue currency provided in your response to Q7B.1a. Note: you cannot enter a nil amount here. If the securities are being issued for nil cash consideration, answer Q7B.1 as “No” and complete Q7B.1c.	Nil $
7B.2c	Please describe the consideration being provided and details for the +securities Answer this question if your response to Q7B.1 is “No”.	a) Unlisted options exercisable at $1.12 on or before 25 February 2022 subject to achievement of vesting condition milestone: Composite providing Titomic with certification for the manufacturing process using the TKF Manufacturing System’s technology. b) Unlisted options exercisable at $0.88 on or before 28 July 2022 subject to achievement of vesting condition milestone: - Introduction to 15 new institutional or high-net worth clients of Evans and Partners; and - Inclusion in investor roadshows conducted by Evans and Partners including ‘Small Cap Conference” and - At least 4 new institutional or high-net worth clients of Evans and Partners being holders of Titomic securities. c) Performance Share Rights - Expiring 1 July 2025; - Accruing equally each month over the 3 financial years starting on 1 July 2020, being 1,000,000 for each relevant year; and - vesting upon the Company's VWAP share price being $0.80 or more with respect to any 5 consecutive trading days from 1 July 2020.

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Appendix 3B Proposed issue of +securities

7B.2c	Please describe the consideration being provided and details for the +securities Answer this question if your response to Q7B.1 is “No”.	d) Performance Share Rights - Expiring 1 July 2025; - Accruing equally each month over the 4 financial years starting on 1 July 2020, being 1,000,000 for each relevant year; and - vesting upon the Company's VWAP share price being $0.80 or more with respect to any 5 consecutive trading days from 1 July 2020. e) Lapse of ESPO securities due to ending of employee continuous employment vesting criteria.
7B.2d	Please provide an estimate of the AUD equivalent of the consideration being provided for the +securities Answer this question if your response to Q7B.1 is “No”.	a) $Nil b) $Nil c) $Nil d) $Nil e) N/A

Part 7C – Proposed placement or other issue – timetable

Question No.	Question	Answer
7C.1	*Proposed +issue date	Tuesday 16thFebruary 2021

Part 7D – Proposed placement or other issue – listing rule requirements

Question No.	Question	Answer
7D.1	*Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? Answer this question if the issuer is an ASX Listing (i.e. not an ASX Debt Listing or ASX Foreign Exempt Listing).	No.
7D.1a	*Date of meeting or proposed meeting to approve the issue under listing rule 7.1 Answer this question if the issuer is an ASX Listing and your response to Q7D.1 is “Yes”.	N/A
7D.1b	*Are any of the +securities proposed to be issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? Answer this question if the issuer is an ASX Listing and your response to Q7D.1 is “No”.	No.

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Appendix 3B Proposed issue of +securities

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7D.1b(i) How many +securities are proposed to be N/A
issued without +security holder approval
using the entity’s 15% placement capacity
under listing rule 7.1?
Answer this question the issuer is an ASX Listing, your
response to Q7D.1 is “No” and if your response to
Q7D.1b is “Yes”.
Please complete and separately send by email to your
ASX listings adviser a work sheet in the form of
Annexure B to Guidance Note 21 confirming the entity
has the available capacity under listing rule 7.1 to issue
that number of securities.
7D.1c Are any of the +securities proposed to be N/A
issued without +security holder approval
using the entity's additional 10% placement
capacity under listing rule 7.1A (if
applicable)?
Answer this question if the issuer is an ASX Listing and
your response to Q7D.1 is “No”.
7D.1c(i) How many +securities are proposed to be N/A
issued without +security holder approval
using the entity's additional 10% placement
capacity under listing rule 7.1A?
Answer this question if the issuer is an ASX Listing,
your response to Q7D.1 is “No” and your response to
Q7D.1c is “Yes”.
Please complete and separately send by email to your
ASX listings adviser a work sheet in the form of
Annexure C to Guidance Note 21 confirming the entity
has the available capacity under listing rule 7.1A to
issue that number of securities.
7D.1c(ii) Please explain why the entity has chosen N/A
to do a placement or other issue rather than
a +pro rata issue or an offer under a
+security purchase plan in which existing
ordinary +security holders would have been
eligible to participate
Answer this question if the issuer is an ASX Listing,
your response to Q7D.1 is “No” and your response to
Q7D.1c is “Yes”.
7D.2 Is a party referred to in listing rule 10.11.1 N/A
participating in the proposed issue?
Answer this question if the issuer is an ASX Listing.
Note: If your response is “Yes”, this will require security
holder approval under listing rule 10.11.
7D.3 Will any of the +securities to be issued be N/A
+restricted securities for the purposes of the
listing rules?
Note: the entity should not apply for quotation of
restricted securities
7D.3a Please enter, the number and +class of the N/A
+restricted securities and the date from
which they will cease to be +restricted
securities
Answer this question if your response to Q7D.3 is
“Yes”.
7D.4 Will any of the +securities to be issued be N/A
subject to +voluntary escrow?
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Appendix 3B Proposed issue of +securities

7D.4a	*Please enter the number and +class of the +securities subject to +voluntary escrow and the date from which they will cease to be subject to +voluntary escrow Answer this question if your response to Q7D.4 is “Yes”.	N/A

Part 7E – Proposed placement or other issue – fees and expenses

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Question Question Answer
No.
7E.1 Will there be a lead manager or broker to N/A
the proposed issue?
7E.1a Who is the lead manager/broker? N/A
Answer this question if your response to Q7E.1 is
“Yes”.
7E.1b What fee, commission or other N/A
consideration is payable to them for acting
as lead manager/broker?
Answer this question if your response to Q7E.1 is
“Yes”.
7E.2 Is the proposed issue to be underwritten? N/A
7E.2a Who are the underwriter(s)? N/A
Answer this question if your response to Q7E.2 is
“Yes”.
7E.2b What is the extent of the underwriting (i.e. N/A
the amount or proportion of the issue that is
underwritten)?
Answer this question if your response to Q7E.2 is
“Yes”.
7E.2c What fees, commissions or other N/A
consideration are payable to them for acting
as underwriter(s)?
Answer this question if your response to Q7E.2 is
“Yes”.
Note: This includes any applicable discount the
underwriter receives to the issue price payable by
participants in the issue.
7E.2d Provide a summary of the significant N/A
events that could lead to the underwriting
being terminated
Answer this question if your response to Q7E.2 is
“Yes”.
Note: You may cross-refer to a covering
announcement or to a separate annexure with this
information.
7E.3 Is a party referred to in listing rule 10.11 N/A
underwriting or sub-underwriting the
proposed issue?
Answer this question if the issuer is an ASX Listing (i.e.
not an ASX Debt Listing or ASX Foreign Exempt
Listing) and your response to Q7E.2 is “Yes”.
Note: If your response is “Yes”, this will require security
holder approval under listing rule 10.11.
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Appendix 3B Proposed issue of +securities

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7E.3a What is the name of that party? N/A
Answer this question if the issuer is an ASX Listing and
your response to Q7E.3 is “Yes”.
Note: If there is more than one such party acting as
underwriter or sub-underwriter include all of their
details in this and the next 2 questions.
7E.3b What is the extent of their underwriting or N/A
sub-underwriting (i.e. the amount or
proportion of the issue they have
underwritten or sub-underwritten)?
Answer this question if the issuer is an ASX Listing and
your response to Q7E.3 is “Yes”.
7E.3c What fee, commission or other N/A
consideration is payable to them for acting
as underwriter or sub-underwriter?
Answer this question if the issuer is an ASX Listing and
your response to Q7E.3 is “Yes”.
Note: This includes any applicable discount the
underwriter or sub-underwriter receives to the issue
price payable by participants in the issue.
7E.4 Details of any other material fees or costs to N/A
be incurred by the entity in connection with
the proposed issue
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