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TIPTREE INC. — Director's Dealing 2016
Jan 6, 2016
32340_dirs_2016-01-05_80e08550-b058-42de-bee4-03d527142a19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2016-01-01
Reporting Person: TFPLP HOLDINGS I LLC (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-01 | Tiptree Financial Partners, L.P. partnership unit warrant | $7.54 | J | 31951 | Acquired | 2022-06-30 | Class A Common Stock (89399) | Direct |
| 2016-01-04 | Tiptree Financial Partners, L.P. partnership unit warrant | $7.54 | J | 408 | Acquired | 2022-06-30 | Class A Common Stock (1142) | Direct |
Footnotes
F1: TFPLP Holdings I LLC holds warrants to purchase partnership units (the "Partnership Units") of Tiptree Financial Partners, L.P. ("TFP"). Pursuant to the terms of the warrants, TFP's issuance of additional Partnership Units triggered the anti-dilutive mechanisms adjusting the amount and exercise price of the warrants.
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