TIPTREE INC. — Director's Dealing 2016

Feb 16, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2016-01-14

Reporting Person: NOMURA SECURITIES CO LTD (10% Owner)
Reporting Person: NOMURA HOLDINGS INC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-01-14	Class A Common Stock	S	3342	$5.8352	Disposed	3619375	Direct
2016-01-15	Class A Common Stock	S	100	$5.8000	Disposed	3619275	Direct
2016-01-19	Class A Common Stock	S	600	$5.8133	Disposed	3618675	Direct
2016-01-21	Class A Common Stock	S	8005	$5.8987	Disposed	3610670	Direct
2016-01-22	Class A Common Stock	S	9372	$5.9505	Disposed	3601298	Direct
2016-01-25	Class A Common Stock	S	6930	$5.9624	Disposed	3594368	Direct
2016-01-26	Class A Common Stock	S	6437	$6.1408	Disposed	3587931	Direct
2016-01-27	Class A Common Stock	S	7811	$5.9861	Disposed	3580120	Direct
2016-01-28	Class A Common Stock	S	6600	$5.9216	Disposed	3573520	Direct
2016-01-29	Class A Common Stock	S	16706	$6.1818	Disposed	3556814	Direct
2016-02-01	Class A Common Stock	S	6518	$6.4757	Disposed	3550296	Direct
2016-02-02	Class A Common Stock	S	4700	$6.1949	Disposed	3545596	Direct
2016-02-03	Class A Common Stock	S	6096	$6.0040	Disposed	3539500	Direct
2016-02-04	Class A Common Stock	S	3700	$6.113	Disposed	3535800	Direct
2016-02-05	Class A Common Stock	S	2700	$5.8817	Disposed	3533100	Direct
2016-02-08	Class A Common Stock	S	200	$5.805	Disposed	3532900	Direct
2016-02-09	Class A Common Stock	S	352	$5.8215	Disposed	3532548	Direct
2016-02-10	Class A Common Stock	S	2342	$5.9287	Disposed	3530206	Direct
2016-02-11	Class A Common Stock	S	3200	$5.8661	Disposed	3527006	Direct

Footnotes

F1: These shares of Class A Common Stock are owned directly by Nomura Securities Co., Ltd, ("NSC"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NHI"), and accordingly NHI may be deemed to beneficially own the shares of Class A Common Stock held by NSC.