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TIPTREE INC. — Director's Dealing 2015
Jan 7, 2015
32340_dirs_2015-01-07_1ede2ae6-5e76-45be-a21d-1374a29c538a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2015-01-05
Reporting Person: Kauffman Geoffrey (Director, President, CEO and V. Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-05 | Class A Common Stock | A | 51348 | $0.00 | Acquired | 493135 | Direct |
| 2015-01-05 | Class A Common Stock | J | 539 | $0.00 | Acquired | 493674 | Direct |
Footnotes
F1: Represents the stock component of incentive compensation.
F2: The reporting person is a partner in Tricadia Holdings, L.P. ("Tricadia") and received these shares from Tricadia in a pro rata distribution in accordance with the reporting person's partnership interests in such entity. Tricadia received these shares from the Issuer as incentive compensation approved by the Issuer's Compensation, Nominating and Governance Committee for Michael Barnes' services as Executive Chairman of the Issuer under a Transition Services Agreement between Tricadia and the Issuer.