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TIPTREE INC. — Director's Dealing 2015
Apr 6, 2015
32340_dirs_2015-04-06_ee4005ed-d67a-43dc-8aa3-2f7e1f29d0d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2015-04-02
Reporting Person: Barnes Michael Gene (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-02 | Class A Common Stock | P | 1614 | $7.00 | Acquired | 1138899 | Direct |
| 2015-04-02 | Class A Common Stock | P | 350 | $6.97 | Acquired | 1139249 | Direct |
| 2015-04-03 | Class A Common Stock | J | 10441 | $0.00 | Acquired | 1149690 | Direct |
Footnotes
F1: Purchases pursuant to a Rule 10b5-1 trading plan.
F2: The reporting person is a partner in Tricadia Holdings, L.P. ("Tricadia") and received these shares from Tricadia in a pro rata distribution in accordance with the reporting person's partnership interests in such entity. Tricadia received these shares as incentive compensation approved by the Issuer's Compensation, Nominating and Governance Committee for Michael Barnes' services as Executive Chairman of the Issuer under a Transition Services Agreement between Tricadia and the Issuer.