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TIPTREE INC. Director's Dealing 2015

Jul 8, 2015

32340_dirs_2015-07-08_d7a28335-6d5c-4153-b397-3819927b79fb.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2015-07-01

Reporting Person: Bell Sandra (Chief Financial Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 15000 Direct
Class A Common Stock 40761 Direct

Footnotes

F1: The Reporting Person was granted restricted stock that are subject to forfeiture only if the Reporting Person resigns without good reason (as defined in the Reporting Person's employment agreement) prior to July 1, 2016.

F2: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of July 1, 2016, July 1, 2017 and July 1, 2018 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.