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TIPTREE INC. — Director's Dealing 2015
Jul 8, 2015
32340_dirs_2015-07-08_d7a28335-6d5c-4153-b397-3819927b79fb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2015-07-01
Reporting Person: Bell Sandra (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 15000 | Direct |
| Class A Common Stock | 40761 | Direct |
Footnotes
F1: The Reporting Person was granted restricted stock that are subject to forfeiture only if the Reporting Person resigns without good reason (as defined in the Reporting Person's employment agreement) prior to July 1, 2016.
F2: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of July 1, 2016, July 1, 2017 and July 1, 2018 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.