TIPTREE INC. — Director's Dealing 2014

Nov 5, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2014-11-03

Reporting Person: Kauffman Geoffrey (Director, President, CEO and V. Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-11-03	Class A Common Stock	J	20266	—	Acquired	442125	Direct

Footnotes

F1: In accordance with the terms and conditions set forth in a Redemption Election Notice sent to limited partners of Tiptree Financial Partners, L.P. ("TFP") on May 2, 2014 as supplemented on July 18, 2014, the reporting person directed TFPLP Holdings III LLC ("TFPLP III") to exchange 7,243 limited partnership units of TFP for 20,266 shares of Class A common stock of the Issuer (which have been distributed to the reporting person).

F2: Partnership units of TFP are exchangeable for Class A common stock at a rate of one partnership unit of TFP for 2.798 shares of Class A common stock of the Issuer.