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TIPTREE INC. — Director's Dealing 2014
Aug 7, 2014
32340_dirs_2014-08-07_76e986ff-8357-47f5-8151-9e6046710179.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TIPTREE FINANCIAL INC. (TIPT)
CIK: 0001393726
Period of Report: 2014-08-05
Reporting Person: Tiptree Financial Partners, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-05 | Class B Common Stock | J | 11096938 | — | Disposed | 19871939 | Direct |
Footnotes
F1: In connection with the exchange of limited partnership units by limited partners of the reporting person for an aggregate of 11,096,938 shares of Class A common stock, the reporting person delivered to the issuer 11,096,938 shares of Class B common stock for cancellation.
F2: One share of Class B common stock is cancelled for each share of Class A common stock issued in exchange for limited partnership units of the reporting person.
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