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TIPTREE INC. — Director's Dealing 2010
Aug 23, 2010
32340_dirs_2010-08-23_d342e30e-f0b5-424e-a352-4fd2b546842a.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Care Investment Trust Inc. (CRE)
CIK: 0001393726
Period of Report: 2010-08-13
Reporting Person: Barnes Michael Gene (Director, Chairman of the Board, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6185050 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Warrant | $17.00 | 2018-09-30 | Common Stock (435000) | Indirect |
Footnotes
F1: The reporting person is an officer and partner of Tiptree Financial Partners, L.P. and an equity owner of Tricadia Holdings, L.P., which is the parent of Tiptree Capital Management, LLC, the manager of Tiptree. The reporting person is also a managing member of Tricadia GP Holdings, LLC, which is the managing member of Tricadia Capital, LLC, the General Partner of Tiptree Financial Partners, L.P. The reporting person is also a managing member of Tricadia Holdings GP, LLC, the general partner of Tricadia Holdings, L.P. The reporting person holds voting and investment power with respect to the shares held directly by Tiptree Financial Partners, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.