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TIMKEN CO — Director's Dealing 2011
May 3, 2011
30986_dirs_2011-05-03_4dbc9e1a-c5c9-46c1-9f41-36cb003f408d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TIMKEN CO (TKR)
CIK: 0000098362
Period of Report: 2011-04-29
Reporting Person: BURKHART WILLIAM R (Sr. VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-29 | Common Stock | M | 4125 | $29.23 | Acquired | 27565 | Direct |
| 2011-04-29 | Common Stock | S | 3296 | $56.20 | Disposed | 24269 | Direct |
| 2011-04-29 | Common Stock | F | 829 | $56.32 | Disposed | 23440 | Direct |
| 2011-04-29 | Common Stock | M | 3850 | $30.70 | Acquired | 27290 | Direct |
| 2011-04-29 | Common Stock | S | 3119 | $56.18 | Disposed | 24171 | Direct |
| 2011-04-29 | Common Stock | F | 731 | $56.25 | Disposed | 23440 | Direct |
| 2011-04-29 | Common Stock | M | 4975 | $14.74 | Acquired | 28415 | Direct |
| 2011-04-29 | Common Stock | S | 3574 | $56.32 | Disposed | 24841 | Direct |
| 2011-04-29 | Common Stock | F | 1401 | $56.40 | Disposed | 23440 | Direct |
| 2011-04-29 | Common Stock | M | 5050 | $22.67 | Acquired | 28490 | Direct |
| 2011-04-29 | Common Stock | S | 3790 | $56.18 | Disposed | 24700 | Direct |
| 2011-04-29 | Common Stock | F | 1260 | $56.25 | Disposed | 23440 | Direct |
| 2011-05-02 | Common Stock | I | 4371 | $55.98 | Disposed | 4370 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-29 | Employee Stock Option (right to buy) | $29.23 | M | 4125 | Disposed | 2017-02-05 | Common Stock (4125) | Direct |
| 2011-04-29 | Employee Stock Option (right to buy) | $30.70 | M | 3850 | Disposed | 2018-02-04 | Common Stock (3850) | Direct |
| 2011-04-29 | Employee Stock Option (right to buy) | $14.74 | M | 4975 | Disposed | 2019-02-02 | Common Stock (4975) | Direct |
| 2011-04-29 | Employee Stock Option (right to buy) | $22.67 | M | 5050 | Disposed | 2020-02-08 | Common Stock (5050) | Direct |
Footnotes
F1: Includes 224 shares acquired under TKR's 401(k) plan since the date of the reporting person's last ownership report.
F2: 16,500 shares granted on 2/5/2007 (previously reported on a Form 4) vested in 25% increments per year.
F3: 15,400 shares granted on 2/4/2008 (previously reported on a Form 4) vest in 25% increments per year.
F4: 19,900 shares granted on 2/2/2009 (previously reported on a Form 4) vest in 25% increments per year.
F5: 20,200 shares granted on 2/8/2010 (previously reported on a Form 4) vest in 25% increments per year.