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TIMKEN CO — Director's Dealing 2009
Sep 1, 2009
30986_dirs_2009-09-01_fc652832-7b9d-4caa-9978-583e3f9e6a82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TIMKEN CO (TKR)
CIK: 0000098362
Period of Report: 2009-08-31
Reporting Person: TIMKEN WARD J JR (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-31 | Common Stock | M | 9000 | $15.8750 | Acquired | 133330 | Direct |
| 2009-08-31 | Common Stock | F | 7685 | $21.2442 | Disposed | 125645 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-31 | Common Stock | $15.8750 | M | 9000 | Disposed | 2010-04-18 | Common Stock (9000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 67049 | Indirect |
| Common Stock | 16327 | Indirect |
| Common Stock | 2810 | Indirect |
| Common Stock | 10155 | Indirect |
| Common Stock | 9455 | Indirect |
| Common Stock | 53000 | Indirect |
| Common Stock | 50000 | Indirect |
| Common Stock | 6000 | Indirect |
Footnotes
F1: By self as sole manager of the WJ Timken Jr Family, LLC. Members of the LLC include the reporting person, immediate family members and trusts for the benefit of immediate family members.
F2: DISCLAIMER: Undersigned disclaims all beneficial ownership
F3: By self as Co-Trustee and beneficiary of the Ward J. Timken Trust FBO Ward J. Timken, Jr.
F4: By self as beneficiary of the WR Timken Trust IX FBO Ward J. Timken, Jr.
F5: By self as Co-Trustee of the Ward J. Timken Trust FBO Grandchildren
F6: Nonqualified stock option with limited transferability granted to the reporting person pursuant to the Timken Company Long-Term Incentive Plan. Option became exercisable in 25 percent annual increments beginning April 18, 2001, the first anniversary date of the grant.