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Tilray Brands, Inc. — Director's Dealing 2024
Jun 4, 2024
31988_dirs_2024-06-03_c0daee05-c48e-4280-a7de-4a8b568a07e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray Brands, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2024-06-01
Reporting Person: Gendel Mitchell (Global General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-03 | Common Stock (RSUs) | M | 352491 | $1.80 | Acquired | 548287 | Direct |
| 2024-06-03 | Common Stock (RSUs) | F | 179949 | $1.80 | Disposed | 368338 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-01 | Restricted Stock Units ("2021 LTIP RSUs") | $ | D | 16224 | Disposed | Common Stock (16224) | Direct | |
| 2024-06-01 | Restricted Stock Units ("2022 LTIP RSUs") | $ | D | 105050 | Disposed | Common Stock (105050) | Direct | |
| 2024-06-01 | Restricted Stock Units ("2023 LTIP RSUs") | $ | D | 231217 | Disposed | Common Stock (231217) | Direct |
Footnotes
F1: On June 1, 2024, a total of 352,491 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock.
F2: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.
F3: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 352,491 LTIP RSUs previously granted on July 26, 2021, July 26, 2022, and July 26, 2023.
F4: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock.
F5: Amount represents the total amount of unvested RSUs.