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Tilray Brands, Inc. — Director's Dealing 2023
Jun 5, 2023
31988_dirs_2023-06-05_2c3b8227-ce45-499d-99a2-f7a7c0cc53bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray Brands, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2023-06-01
Reporting Person: FALTISCHEK DENISE M (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-01 | Common Stock (RSUs) | M | 139806 | $1.70 | Acquired | 250203 | Direct |
| 2023-06-01 | Common Stock (RSUs) | F | 71372 | $1.70 | Disposed | 178831 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-01 | Restricted Stock Units ("2021 LTIP RSUs") | $ | D | 16219 | Disposed | Common Stock (16219) | Direct | |
| 2023-06-01 | Restricted Stock Units ("2022 LTIP RSUs") | $ | D | 123587 | Disposed | Common Stock (123587) | Direct |
Footnotes
F1: On June 1, 2023, a total of 139,806 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock.
F2: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.
F3: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 139,806 LTIP RSUs previously granted on July 26, 2021 and July 26, 2022.
F4: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock.
F5: Amount represents the total amount of unvested RSUs.