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Tilray Brands, Inc. — Director's Dealing 2021
Jan 6, 2021
31988_dirs_2021-01-05_978072c9-212f-4c32-8b59-aac2449822dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2021-01-01
Reporting Person: Kennedy Brendan (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-01 | Class 2 Common Stock | M | 46875 | — | Acquired | 9892743 | Direct |
| 2021-01-01 | Class 2 Common Stock | F | 12777 | — | Disposed | 9879966 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-01 | Restricted Stock Units | $ | M | 46875 | Disposed | Class 2 Common Stock (46875) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class 2 Common Stock | 235160 | Indirect |
Footnotes
F1: Each restricted stock unit ("RSU") converted into one share of the Issuer's Class 2 Common Stock.
F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.
F3: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC.
F4: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.
F5: This RSU award fully vested on January 1, 2021.