Tilray Brands, Inc. — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tilray, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2020-07-31

Reporting Person: Auerbach Michael (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-31	Class 2 Common Stock	J	330	—	Disposed	278971	Direct
2021-01-25	Class 2 Common Stock	J	116	—	Disposed	278855	Direct
2020-07-31	Class 2 Common Stock	J	1477	—	Disposed	1008464	Indirect
2021-01-25	Class 2 Common Stock	J	517	—	Disposed	1007947	Indirect
2020-07-31	Class 2 Common Stock	J	578	—	Disposed	394448	Indirect
2021-01-25	Class 2 Common Stock	J	202	—	Disposed	394246	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class 2 Common Stock	17490	Indirect
Class 2 Common Stock	42028	Indirect

Footnotes

F1: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F2: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.

F3: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC

F4: Mr. Auerbach is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.

F5: Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC.