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Tilray Brands, Inc. — Director's Dealing 2021
Feb 26, 2021
31988_dirs_2021-02-25_d5700cbc-2583-4e3d-8360-8b83603bfac5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2021-02-23
Reporting Person: Auerbach Michael (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-23 | Class 2 Common Stock | J | 228433 | $0.00 | Disposed | 779514 | Indirect |
| 2021-02-23 | Class 2 Common Stock | J | 20392 | $0.00 | Acquired | 37882 | Indirect |
| 2021-02-23 | Class 2 Common Stock | J | 89349 | $0.00 | Disposed | 304897 | Indirect |
| 2021-02-23 | Class 2 Common Stock | J | 5929 | $0.00 | Acquired | 43811 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class 2 Common Stock | 278855 | Direct |
| Class 2 Common Stock | 42028 | Indirect |
Footnotes
F1: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 228,433 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on February 23, 2021.
F2: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.
F3: Mr. Auerbach retained interest in 20,392 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power.
F4: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.
F5: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 89,349 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on February 23, 2021.
F6: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC
F7: Mr. Auerbach retained interest in 5,929 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power.
F8: Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC.