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Tilray Brands, Inc. — Director's Dealing 2021
May 5, 2021
31988_dirs_2021-05-04_62e016fd-76af-46d3-bf85-22156b50586d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2021-04-30
Reporting Person: SIMON IRWIN D (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Employee Stock Option (Right to Buy) | $16.04 | A | 830000 | Acquired | 2024-02-24 | Class 2 Common Stock (830000) | Direct |
| 2021-04-30 | Employee Stock Option (Right to Buy) | $11 | A | 31887 | Acquired | 2024-08-07 | Class 2 Common Stock (31887) | Direct |
| 2021-04-30 | Restricted Stock Units | $ | A | 20750 | Acquired | Class 2 Common Stock (20750) | Direct | |
| 2021-04-30 | Restricted Stock Units | $ | A | 51704 | Acquired | Class 2 Common Stock (51704) | Direct | |
| 2021-04-30 | Restricted Stock Units | $ | A | 20750 | Acquired | Class 2 Common Stock (20750) | Direct | |
| 2021-04-30 | Restricted Stock Units | $ | A | 72678 | Acquired | Class 2 Common Stock (72678) | Direct | |
| 2021-04-30 | Restricted Stock Units | $ | A | 218038 | Acquired | Class 2 Common Stock (218038) | Direct | |
| 2021-04-30 | Restricted Stock Units | $ | A | 726794 | Acquired | Class 2 Common Stock (726794) | Direct | |
| 2021-04-30 | Restricted Stock Units | $ | A | 360502 | Acquired | Class 2 Common Stock (360502) | Direct |
Footnotes
F1: The options are 100% vested.
F2: Subject to such person's continuing service with the Company, the options shall vest as follows: 33.33% on August 7, 2020; 33.33% on August 7, 2021; and the remaining 33.34% shall vest on August 7, 2022.
F3: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.
F4: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.
F5: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021.
F6: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.
F7: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units shall vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.