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Tilray Brands, Inc. — Director's Dealing 2021
May 5, 2021
31988_dirs_2021-05-04_fe3d81d9-f1e4-4e8b-ba97-089da28a9a24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2021-04-30
Reporting Person: ROBB WALTER E IV (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Restricted (Deferred) Stock Units | $ | A | 1742 | Acquired | Class 2 Common Stock (1742) | Direct | |
| 2021-04-30 | Restricted (Deferred) Stock Units | $ | A | 3709 | Acquired | Class 2 Common Stock (3709) | Direct | |
| 2021-04-30 | Restricted (Deferred) Stock Units | $ | A | 4947 | Acquired | Class 2 Common Stock (4947) | Direct | |
| 2021-04-30 | Restricted (Deferred) Stock Units | $ | A | 6274 | Acquired | Class 2 Common Stock (6274) | Direct | |
| 2021-04-30 | Restricted (Deferred) Stock Units | $ | A | 5329 | Acquired | Class 2 Common Stock (5329) | Direct | |
| 2021-04-30 | Restricted (Deferred) Stock Units | $ | A | 20750 | Acquired | Class 2 Common Stock (20750) | Direct |
Footnotes
F1: Each deferred stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.
F2: The deferred stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted stock unit held.
F3: The deferred stock units shall vest 25% quarterly beginning on August 31, 2020; however, however, the restricted (deferred) stock units will be held for the account of the Reporting Person and do not convert into shares of Tilray, Inc. until the Reporting Person ceases to serves as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held.