AI assistant
Tilray Brands, Inc. — Director's Dealing 2021
May 15, 2021
31988_dirs_2021-05-14_1ce0eae9-b0de-4f00-a34e-50c805421313.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tilray, Inc. (TLRY)
CIK: 0001731348
Period of Report: 2021-05-12
Reporting Person: SIMON IRWIN D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Class 2 Common Stock | M | 72678 | — | Acquired | 72678 | Direct |
| 2021-05-12 | Class 2 Common Stock | F | 38760 | $14.53 | Disposed | 33918 | Direct |
| 2021-05-12 | Class 2 Common Stock | M | 72672 | — | Acquired | 106590 | Direct |
| 2021-05-12 | Class 2 Common Stock | F | 38756 | $14.53 | Disposed | 67834 | Direct |
| 2021-05-12 | Class 2 Common Stock | M | 20750 | — | Acquired | 88584 | Direct |
| 2021-05-12 | Class 2 Common Stock | F | 11066 | $14.53 | Disposed | 77518 | Direct |
| 2021-05-12 | Class 2 Common Stock | M | 242240 | — | Acquired | 319758 | Direct |
| 2021-05-12 | Class 2 Common Stock | F | 129187 | $14.53 | Disposed | 190571 | Direct |
| 2021-05-12 | Class 2 Common Stock | M | 20750 | — | Acquired | 211321 | Direct |
| 2021-05-12 | Class 2 Common Stock | F | 11066 | $14.53 | Disposed | 200255 | Direct |
| 2021-05-12 | Class 2 Common Stock | M | 25852 | — | Acquired | 226107 | Direct |
| 2021-05-12 | Class 2 Common Stock | F | 13787 | $14.53 | Disposed | 212320 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Restricted Stock Units | $ | M | 72678 | Disposed | Class 2 Common Stock (72678) | Direct | |
| 2021-05-12 | Restricted Stock Units | $ | M | 72672 | Disposed | Class 2 Common Stock (72672) | Direct | |
| 2021-05-12 | Restricted Stock Units | $ | M | 20750 | Disposed | Class 2 Common Stock (20750) | Direct | |
| 2021-05-12 | Restricted Stock Units | $ | M | 242240 | Disposed | Class 2 Common Stock (242240) | Direct | |
| 2021-05-12 | Restricted Stock Units | $ | M | 20750 | Disposed | Class 2 Common Stock (20750) | Direct | |
| 2021-05-12 | Restricted Stock Units | $ | M | 25852 | Disposed | Class 2 Common Stock (25852) | Direct |
Footnotes
F1: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.
F2: On January 22, 2020, the reporting person was granted 72,678 restricted stock units, with 100% vesting on June 1, 2020.
F3: On January 22, 2020, the reporting person was granted 218,038 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.
F4: On January 22, 2020, the reporting person was granted 20,750 fully vested restricted stock units.
F5: On January 22, 2020, the reporting person was granted 726,794 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.
F6: On February 24, 2019, the reporting person was granted 20,750 fully vested restricted stock units.
F7: On August 7, 2019, the reporting person was granted 51,704 restricted stock units with 50% vesting on August 7, 2020, and the remaining 50% vesting on August 7, 2021.